Regulations & Compliance



Regulations & Compliance

BBY (NZ) Limited (“BBY New Zealand”) is permitted to advise on Futures Contracts, Options, ETOs, margin-FX, CFDs and Equities.

BBY New Zealand is registered on the Financial Service Provider Register (Reg no.  FSP23102) to provide the following financial services:

  • providing wholesale and/or generic financial adviser services
  • keeping, investing, administering, or managing money, securities, or investment portfolios on behalf of other persons
  • entering into or trading on an exchange, in an over-the-counter market or otherwise, the following on behalf of another person
    • money market instruments (including cheques, bills, certificates of deposits);
    • foreign exchange;
    • derivative products including, but not limited to, futures and options;
    • interest rate and index instruments;
    • transferable securities (including shares);
    • futures contracts

BBY New Zealand is a Financial Advisor under the Financial Advisors Act 2008, and is permitted to provided class advice on a range of financial products and may also provide personalised advice to wholesale and eligible clients.

As a Registered Service Provider, BBY New Zealand is a member of an approved Dispute Resolution Scheme.  Details can be found elsewhere on this website.

A full Disclosure Statement is available on this website detailing further prescribed information in respect of the Company and our advisors.

BBY (NZ) Limited. All rights reserved (NZBN 9429034016398). Part of the BBY Group (BBY Limited. Participant of the Australian Stock Exchange Group. ABN 80 006 707 777 AFSL 238 095).